School of Computer Science and Engineering
Guidelines for Research Student Reviews
These guidelines are based on the guidelines produced by the Postgraduate
Studies Committee when it began to require Research Student Reviews in 1990.
You might also like to look at a more recent
University draft report on Progress Reviews.
It includes information (again note that it is a draft) on the University's
perception of the
responsibilities of students, supervisors, school
postgraduate coordinators, and the School/Faculty/University itself.
Reviews must be documented on the Faculty's
Standard Research Student Review Form.
The review process includes but is not limited to obtaining the
information necessary to complete this form. All reviews must result
in a written report signed by the committee. The supervisor and
student must also sign that they have sighted the report. A copy of
the report must go in the student's school file, and another copy to
Postgraduate Section.
Initial Review
This is normally conducted in the student's second session of enrolment.
- It is desirable that there should be a presentation of the thesis proposal
at a seminar.
Attendance at the seminar will be open to the School and other invited
persons. A particular aim of the seminar is to obtain feedback and
constructive suggestions on the proposed research.
Three weeks prior to the review a
written research proposal and description
of the student's review of the literature plans should be submitted for
distribution to the review group.
- The review will be undertaken by a review group including
Departmental Research Student Review Coordinator (unless this person
is the supervisor of the student), and least two other
members of the School.
The candidate will submit a written programme proposal to the committee
for review. The programme proposal will address the following:
- the research proposed - a defined thesis topic - how will this meet
the aims of the PhD programme?
- The plan of research - how the research will be conducted - the
methods of investigation to be used - the resources required and
how these are to be obtained;
- a survey of related work - a preliminary literature survey;
- constraints on progress - financial, physical, necessary skills
(need to acquire necessary skills, etc.)
- intellectual property issues, where relevant.
- The review committee for a particular student must not include the
supervisor of the student being reviewed, but may include the
co-supervisor. Normal practice at interivews would be separate
interviews with student and supervisor separately, and then together,
particularly if the committee has any suggestions or comments about
how things might be different.
- Formal discussion on the proposal will take place at a meeting of the
review group, the student, and the supervisor(s).
- There will be standing opportunities for the student to meet separately
with the Head of Department, and/or Head of School, if this is felt to be
necessary.
- The review group will agree on a programme for the student which will then
be forwarded to Postgraduate Section.
- This initial review should be completed by the end of the candidate's
second session of enrolment, in time for a follow-up review (see below) to
occur before the next year's enrolment deadline in the case of a candidate
who first enrols in session 1.
A candidate cannot continue enrolment if the review outcome is "unsatisfactory",
although the review group may recommend that the student repeat the review
process, this follow-up review being undertaken within 3 months. If the review
is again unsatisfactory, cancellation of enrolment will be seriously
considered. In the case of a first unsatisfactory review of this type, the
review outcome will be forwarded to Postgraduate Section, but normally not
referred to the Higher Degree Committee for exclusion unless and until the
follow-up review had been carried out, with a second "unsatisfactory" outcome.
Second Review
A requirement of postgraduate enrolment is that all candidates undertake
a mid-term review.
This is normally conducted in the student's fourth session of enrolment.
- There should be a presentation of the thesis project at a
seminar.
This could be on work in progress or a seminar paper on a discrete part of
the project. Three weeks prior to the review a
written report on all
completed work and future research plans should be submitted for
distribution to the review group.
- Attendance at the seminar will be open to the School and other invited
persons. The review group should be in attendance. The group should include
the Departmental Research Student Review Coordinator, and least two other
member of the School.
In appropriate cases a person external to the School may be
invited to serve on the review committee.
- The review committee for a particular student must not include the
supervisor of the student being reviewed, but may include the
co-supervisor. Normal practice at interivews would be separate
interviews with student and supervisor separately, and then together,
particularly if the committee has any suggestions or comments about
how things might be different.
- Following the seminar (possibly on the same day) the student and
supervisor(s) should meet with the review group to:
- critically review the project and future research plans;
- discuss any problems;
- renegotiate any understandings between the student and the School, if
necessary;
- request from the candidate the names of any persons about whose
potential role as examiner s/he may have concern;
- agree on a target date for submission.
After this meeting, the committee will decide on a recommendation with
respect to confirmation of PhD enrolment. Consideration of suspension
(in special circumstances) or cancellation for lack of progress should be
made at this stage. A report on this review must be forwarded promptly
to Postgraduate Section.
A candidate cannot continue enrolment if this review is unsatisfactory,
although the review group may recommend that the student repeat the review
process, this follow-up review being undertaken within 3 months. If the
review is again unsatisfactory, cancellation of enrolment will be
seriously considered. In the case of a first unsatisfactory review of
this type, the review outcome will be forwarded to Postgraduate Section,
but normally not referred to the Higher Degree Committee for exclusion
unless and until the follow-up review had been carried out, with a
second "unsatisfactory" outcome.
The second review will normally take place towards the end of the second
year of enrolment.
Subsequent Reviews
The PSC guidelines did not include further reviews. I believe that this was
because the PSC was pushing a "finish in 3 years" line. However, in the case
of students talking 4, 5, or 6 years, it would make sense to review them
at the end of their 3rd, 4th, and 5th years, too.
No Longer Maintained
Last substantive modificiation: 04 November 1996